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BALL Corp — Director's Dealing 2018
Aug 2, 2018
30458_dirs_2018-08-02_d6428d04-cdd7-4fd0-808c-f4d65f650ac6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-08-01
Reporting Person: Peterson James N (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48392.184 | Direct |
| Common Stock | 142.9357 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Compensation Company Stock Plan | $ | Common Stock (51358.6639) | 51358.6639 | Direct | |
| Restricted Stock Units | $ | Common Stock (46897.00) | 46897.00 | Direct | |
| Stock Appreciation Rights (sars) | $38.375 | 2027-01-25 | Common Stock (28104.00) | 28104.00 | Direct |
| Stock Appreciation Rights (sars) | $33.075 | 2025-02-04 | Common Stock (14648.00) | 14648.00 | Direct |
| Stock Appreciation Rights (sars) | $33.05 | 2026-01-27 | Common Stock (23684.00) | 23684.00 | Direct |
| Stock Appreciation Rights (sars) | $24.535 | 2024-01-29 | Common Stock (17600.00) | 17600.00 | Direct |
| Stock Appreciation Rights (sars) | $22.965 | 2023-01-30 | Common Stock (17200.00) | 17200.00 | Direct |
| Stock Appreciation Rights (sars) | $18.85 | 2022-01-25 | Common Stock (23000.00) | 23000.00 | Direct |
| Stock Option (Right to Buy) | $38.84 | 2028-01-24 | Common Stock (30871.00) | 30871.00 | Direct |
| Stock Options (Right to buy) | $18.85 | 2022-01-25 | Common Stock (2000.00) | 2000.00 | Direct |
Footnotes
F1: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F2: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F3: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.