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BALL Corp Director's Dealing 2018

Aug 2, 2018

30458_dirs_2018-08-02_d6428d04-cdd7-4fd0-808c-f4d65f650ac6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-08-01

Reporting Person: Peterson James N (N/A)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 48392.184 Direct
Common Stock 142.9357 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Deferred Compensation Company Stock Plan $ Common Stock (51358.6639) 51358.6639 Direct
Restricted Stock Units $ Common Stock (46897.00) 46897.00 Direct
Stock Appreciation Rights (sars) $38.375 2027-01-25 Common Stock (28104.00) 28104.00 Direct
Stock Appreciation Rights (sars) $33.075 2025-02-04 Common Stock (14648.00) 14648.00 Direct
Stock Appreciation Rights (sars) $33.05 2026-01-27 Common Stock (23684.00) 23684.00 Direct
Stock Appreciation Rights (sars) $24.535 2024-01-29 Common Stock (17600.00) 17600.00 Direct
Stock Appreciation Rights (sars) $22.965 2023-01-30 Common Stock (17200.00) 17200.00 Direct
Stock Appreciation Rights (sars) $18.85 2022-01-25 Common Stock (23000.00) 23000.00 Direct
Stock Option (Right to Buy) $38.84 2028-01-24 Common Stock (30871.00) 30871.00 Direct
Stock Options (Right to buy) $18.85 2022-01-25 Common Stock (2000.00) 2000.00 Direct

Footnotes

F1: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F2: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F3: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.