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BALL Corp — Director's Dealing 2018
Aug 2, 2018
30458_dirs_2018-08-02_d4fed03d-050b-47a9-accc-c3bd3ed39da0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-08-01
Reporting Person: HAYES JOHN A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-01 | Common Stock | M | 33272.00 | $10.02 | Acquired | 559718.3046 | Direct |
| 2018-08-01 | Common Stock | F | 19382.00 | $39.33 | Disposed | 540336.3046 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-01 | Stock Appreciation Rights (sars) | $10.02 | M | 33272.00 | Disposed | 2019-01-28 | Common Stock (33272.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9175.8316 | Indirect |
| Common Stock | 14782.00 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F3: Due to a clerical error, the beneficial holding balance reported on the previous filing was incorrect. This balance now reflects the correct beneficial holding amount.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of these securities.
F6: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 20, 2018, 10b5-1 Plan.