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BALL Corp — Director's Dealing 2018
Aug 17, 2018
30458_dirs_2018-08-17_b8a7b1a9-c284-4c68-a473-d691244e6d00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-08-15
Reporting Person: MORRISON SCOTT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-15 | Common Stock | M | 5267.00 | $10.02 | Acquired | 415959.6908 | Direct |
| 2018-08-15 | Common Stock | F | 3054.00 | $40.11 | Disposed | 412905.6908 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-15 | Stock Appreciation Rights (sars) | $10.02 | M | 5267.00 | Disposed | 2019-01-28 | Common Stock (5267.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8269.279 | Indirect |
| Common Stock | 100.00 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan.
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