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BALL Corp — Director's Dealing 2018
Sep 12, 2018
30458_dirs_2018-09-12_5cc4cccd-2937-4211-8fb8-9ef00b1fa841.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-09-10
Reporting Person: HAYES JOHN A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-10 | Common Stock | S | 96667.00 | $43.00 | Disposed | 471228.255 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9175.8316 | Indirect |
| Common Stock | 14782.00 | Indirect |
Footnotes
F1: These shares were sold pursuant to Mr. Hayes' Rule 10b5-1 Stock Trading Plan that was entered into on February 20, 2018 with Crestone Securities LLC pursuant to instructions established on that date and as part of Mr. Hayes' individual tax and financial planning strategy related to the expiration of certain stock-settled appreciation rights, as previously disclosed on Form 8-K.
F2: This transaction was executed in multiple trades at prices ranging from $43.00 to $43.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of these securities.