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BALL Corp — Director's Dealing 2017
Dec 1, 2017
30458_dirs_2017-12-01_10cbab2d-a166-4508-a876-c9b64f34983b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-12-01
Reporting Person: Barker Shawn M (Vice President & Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2505.095 | Indirect |
| Common Stock | 21317.4211 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Compensation Company Stock Plan | $ | Common Stock (70004.2771) | 70004.2771 | Direct | |
| Restricted Stock Units | $ | Common Stock (41580) | 41580 | Direct | |
| Stock Appreciation Rights (sars) | $33.075 | 2025-02-04 | Common Stock (18930) | 18930 | Direct |
| Stock Appreciation Rights (sars) | $33.05 | 2026-01-27 | Common Stock (14468) | 14468 | Direct |
| Stock Appreciation Rights (sars) | $38.375 | 2027-01-25 | Common Stock (16394) | 16394 | Direct |
| Stock Appreciation Rights (sars) | $18.85 | 2022-01-25 | Common Stock (31600) | 31600 | Direct |
| Stock Appreciation Rights (sars) | $22.965 | 2023-01-30 | Common Stock (25600) | 25600 | Direct |
| Stock Appreciation Rights (sars) | $24.535 | 2024-01-29 | Common Stock (24200) | 24200 | Direct |
Footnotes
F1: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F2: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F3: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.