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BALL Corp — Director's Dealing 2017
Nov 2, 2017
30458_dirs_2017-11-02_2b662aee-5ade-44a3-b996-fac12ec50ee9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-11-01
Reporting Person: HAYES JOHN A (Director, CHAIRMAN, PRESIDENT & C.E.O..)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-01 | Common Stock | M | 15090 | $12.5275 | Acquired | 423062.9482 | Direct |
| 2017-11-01 | Common Stock | F | 9395 | $42.70 | Disposed | 413667.9482 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-01 | Stock Appreciation Rights (sars) | $12.5275 | M | 15090 | Disposed | 2018-04-23 | Common Stock (15090) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9103.134 | Indirect |
| Common Stock | 161344 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS)
F2: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of these securities.
F5: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 10, 2017, 10b5-1 Plan.