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BADGER METER INC — Director's Dealing 2016
Mar 10, 2016
30998_dirs_2016-03-10_02ae8fc6-f741-48c8-90dc-0b79ff37df01.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: BADGER METER INC (BMI)
CIK: 0000009092
Period of Report: 2016-03-01
Reporting Person: Stoll Kimberly K (VP-Sales & Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Common Stock | J | 900 | — | Disposed | 1689 | Indirect |
| 2016-03-01 | Common Stock | J | 900 | $66.71 | Acquired | 1150 | Direct |
| 2016-03-02 | Common Stock | S | 335 | $66.2799 | Disposed | 815 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2075.6278 | Indirect |
| Common Stock | 3035 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $38.41 | 2020-05-07 | BMI Common Stock (240) | 240 | Direct |
| Stock Options | $36.59 | 2021-05-06 | BMI Common Stock (800) | 800 | Direct |
| Stock Options | $36.15 | 2022-05-04 | BMI Common Stock (1440) | 1440 | Direct |
| Stock Options | $51.29 | 2023-03-01 | BMI Common Stock (1418) | 1418 | Direct |
| Stock Options | $54.36 | 2024-03-07 | BMI Common Stock (1409) | 1409 | Direct |
| Stock Options | $56.66 | 2025-03-06 | BMI Common Stock (1689) | 1689 | Direct |
Footnotes
F1: Restricted Stock granted 3/1/2013, pursuant to the Company's 2011 Omnibus Incentive Plan approved by shareholders 4/29/2011, vested after a three-year holding period. The shares vested at the closing price on 3/1/2016 and were transferred to direct ownership.
F2: Price of Badger Meter, Inc. Common Stock on 3/1/2016, the date of vesting, was $66.71/share.
F3: The price in Column 4 is a weighted average price. The shares of common stock were sold in multiple block transactions at prices ranging from $66.23 to $66.32 per share, inclusive. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold in the block transactions at each price within the range.