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B. Riley Financial, Inc. — Director's Dealing 2017
Jun 15, 2017
33748_dirs_2017-06-15_792133f6-70d4-40d4-b5f4-c2636047146d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: B. Riley Financial, Inc. (RILY)
CIK: 0001464790
Period of Report: 2017-06-13
Reporting Person: Forman Alan N (EVP, General Counsel, Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-13 | Common Stock | A | 14516 | — | Acquired | 42517 | Direct |
Footnotes
F1: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2018, May 24, 2019 and May 22, 2020.
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