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AYTU BIOPHARMA, INC — Director's Dealing 2016
Jan 21, 2016
35030_dirs_2016-01-21_d238910c-9a68-42e4-8a64-89843136e9e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AYTU BIOSCIENCE, INC (AYTU)
CIK: 0001385818
Period of Report: 2016-01-20
Reporting Person: Disbrow Joshua R. (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-20 | Common Stock | P | 153846 | $0.65 | Acquired | 153846 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option Grant | $1.51 | 2025-11-11 | Common Stock (600000) | 600000 | Direct |
Footnotes
F1: These shares were purchased by the Reporting Person pursuant to a subscription agreement with the Issuer, dated January 20, 2016, which closed on January 20, 2016, and are restricted for resale indefinitely.
F2: 33.33% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates.
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