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AYTU BIOPHARMA, INC Director's Dealing 2016

Jan 21, 2016

35030_dirs_2016-01-21_d238910c-9a68-42e4-8a64-89843136e9e7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AYTU BIOSCIENCE, INC (AYTU)
CIK: 0001385818
Period of Report: 2016-01-20

Reporting Person: Disbrow Joshua R. (Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-20 Common Stock P 153846 $0.65 Acquired 153846 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option Grant $1.51 2025-11-11 Common Stock (600000) 600000 Direct

Footnotes

F1: These shares were purchased by the Reporting Person pursuant to a subscription agreement with the Issuer, dated January 20, 2016, which closed on January 20, 2016, and are restricted for resale indefinitely.

F2: 33.33% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates.