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AXT INC Director's Dealing 2025

Dec 3, 2025

33597_dirs_2025-12-02_cea97080-c5dc-423f-9f0d-79b9c64eb879.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2025-11-28

Reporting Person: CHANG DAVID C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-11-28 Common Stock S 25000 $10.72 Disposed 182744 Indirect
2025-12-02 Common Stock S 25000 $12.33 Disposed 157744 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.71 to $10.75,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.33 to $12.38,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.