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AXT INC — Director's Dealing 2025
Dec 8, 2025
33597_dirs_2025-12-08_ceade25f-9231-4ac3-9a9e-88932e011786.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXT INC (AXTI)
CIK: 0001051627
Period of Report: 2025-12-04
Reporting Person: YOUNG MORRIS S (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-12-04 | Common Stock | M | 32680 | $3.06 | Acquired | 2494040 | Direct |
| 2025-12-04 | Common Stock | M | 17331 | $5.77 | Acquired | 2511371 | Direct |
| 2025-12-04 | Common Stock | M | 19193 | $5.21 | Acquired | 2530564 | Direct |
| 2025-12-04 | Common Stock | S | 35000 | $12.05 | Disposed | 2495564 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-12-04 | Stock Option (Right to Buy) | $3.06 | M | 32680 | Disposed | 2029-11-06 | Common Stock (32680) | Direct |
| 2025-12-04 | Stock Option (Right to Buy) | $5.77 | M | 17331 | Disposed | 2028-11-05 | Common Stock (17331) | Direct |
| 2025-12-04 | Stock Option (Right to Buy) | $5.21 | M | 19193 | Disposed | 2026-10-28 | Common Stock (19193) | Direct |
Footnotes
F1: Exercise of restricted stock awards which were originally granted on 11/06/2019 and became first exercisable on 11/06/2020.
F2: Exercise of restricted stock awards which were originally granted on 11/05/2018 and became first exercisable on 11/05/2019.
F3: Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.92 to $12.13,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
F5: Exercise of restricted stock awards which were originally granted on 11/06/2019 and became first exercisable on 11/06/2020.
F6: Exercise of restricted stock awards which were originally granted on 11/05/2018 and became first exercisable on 11/05/2019.
F7: Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.