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Axos Financial, Inc. — Director's Dealing 2024
Sep 12, 2024
31033_dirs_2024-09-11_2ada3e28-c9b0-488b-bb1c-a08982265ffb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axos Financial, Inc. (AX)
CIK: 0001299709
Period of Report: 2024-09-09
Reporting Person: Micheletti Andrew J (EVP, Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-09 | Common Stock | S | 5197 | $63.13 | Disposed | 424149 | Direct |
| 2024-09-10 | Common Stock | S | 1000 | $62.35 | Disposed | 423149 | Direct |
| 2024-09-10 | Common Stock | S | 39000 | $62.35 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3047 | Indirect |
Footnotes
F1: These transactions were executed in multiple trades, at prices ranging from $62.87 to $63.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
F2: These transactions were executed in multiple trades, at prices ranging from $62.21 to $62.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
F3: The Reporting Person is a trustee of the Andrew and Kathleen Micheletti Charitable Remainder Trust.