Axos Financial, Inc. — Director's Dealing 2022

Aug 4, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axos Financial, Inc. (AX)
CIK: 0001299709
Period of Report: 2022-08-01

Reporting Person: Grinberg Paul (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-08-01	Common Stock	M	8067	$42.1	Acquired	62734	Direct
2022-08-01	Common Stock	S	2985	$41.04	Disposed	59749	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-08-01	Restricted Stock Units	$	M	8067	Disposed		Common Stock (8067)	Direct

Footnotes

F1: Represents shares of Common Stock issued on August 01, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2: These transactions were executed in multiple trades, at prices ranging from $40.79 to $41.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4: The RSUs vest as to one-third of the shares on each anniversary date of grant.