Axos Financial, Inc. — Director's Dealing 2020

Sep 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axos Financial, Inc. (AX)
CIK: 0001299709
Period of Report: 2020-08-31

Reporting Person: MATSUMOTO RAYMOND D (EVP, Chief Operating Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-31	Restricted Stock Units	$0.0	A	7264	Acquired		Common Stock (7264)	Direct

Footnotes

F1: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3: The RSUs vest over three years, one-third on each anniversary date of grant.