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Axogen, Inc. — Director's Dealing 2021
Feb 10, 2021
32414_dirs_2021-02-09_910d11f4-851e-4389-a1ed-fb8347473431.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axogen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2021-02-05
Reporting Person: Donovan Michael Patrick (VP Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-05 | Common Stock | M | 20000 | $5.14 | Acquired | 46029 | Direct |
| 2021-02-05 | Common Stock | F | 5190 | $19.81 | Disposed | 40839 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-05 | Employee Stock Option (right to purchase) | $5.14 | M | 20000 | Disposed | 2022-09-22 | Common Stock (20000.0) | Direct |
Footnotes
F1: All shares of Common Stock underlying the employee stock option became fully vested on September 22, 2019 (4 years from the option grant date).
F2: Represents the number of shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule16b-3.
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