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Axogen, Inc. — Director's Dealing 2020
Dec 17, 2020
32414_dirs_2020-12-17_df139777-1493-4f83-a669-e0b8c3366420.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axogen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2020-12-15
Reporting Person: DeVinney Erick Wayne (VP, Clinical&Translational Sc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-15 | Common Stock | M | 15000 | $4.81 | Acquired | 66056 | Direct |
| 2020-12-15 | Common Stock | F | 4373 | $16.50 | Disposed | 61683 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-15 | Employee Stock Option (right to buy) | $4.81 | M | 15000 | Disposed | 2021-01-02 | Common Stock (15000) | Direct |
Footnotes
F1: This reflects the number of shares that became vested as of January 2, 2018.
F2: Represents the number of shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
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