Axogen, Inc. — Director's Dealing 2018

Mar 27, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2018-03-22

Reporting Person: Hansen David K (VP Finance & Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-22	Common Stock	M	35000	$2.74	Acquired	44821	Direct
2018-03-22	Common Stock	F	2425	$39.55	Disposed	42396	Direct
2018-03-22	Common Stock	M	1500	$2.75	Acquired	43896	Direct
2018-03-22	Common Stock	F	104	$39.55	Disposed	43792	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-22	Employee Stock Option (right to purchase)	$2.74	M	35000	Disposed	2018-12-16	Common Stock (35000)	Direct
2018-03-22	Employee Stock Option (right to purchase)	$2.75	M	1500	Disposed	2019-01-05	Common Stock (1500)	Direct

Footnotes

F1: This Form is being filed to report the exercise of a stock option for a total of 36,500 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock swap, the Reporting Person, on a net basis, acquired ownership of an additional 33,971 shares of common stock.