Axogen, Inc. — Director's Dealing 2018

Aug 9, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2018-08-07

Reporting Person: MCCARREY SHAWN F (SVP Sales)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-07	Common Stock	M	55000	$3.67	Acquired	88057	Direct
2018-08-07	Common Stock	F	5136	$39.30	Disposed	82921	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-07	Employee Stock Option (right to purchase)	$3.67	M	55000	Disposed	2020-03-01	Common Stock (55000)	Direct

Footnotes

F1: This Form is being filed to report the exercise of a stock option for a total of 55000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock swap, the Reporting Person, on a net basis, acquired ownership of an additional 49,864 shares of common stock.