Axogen, Inc. — Director's Dealing 2018

Sep 24, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2018-09-20

Reporting Person: Grooms Jamie Mark (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-20	Common Stock	M	494	$0.27	Acquired	6693	Direct
2018-09-20	Common Stock	M	12000	$2.75	Acquired	18693	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-20	Director Stock Option (right to purchase)	$0.27	M	494	Disposed	2018-11-08	Common Stock (494)	Direct
2018-09-20	Director Stock Option (right to purchase)	$2.75	M	12000	Disposed	2018-10-10	Common Stock (12000)	Direct

Footnotes

F1: These shares of common stock include 372 shares held by the Jamie Grooms Trust, of which Mr. Grooms is the trustee.