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Axogen, Inc. — Director's Dealing 2018
Dec 31, 2018
32414_dirs_2018-12-31_792a345a-b3ad-4571-a044-342c4d887458.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2018-12-27
Reporting Person: DeVinney Erick Wayne (VP, Clinical&Translational Sc)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-27 | Employee Stock Option (right to purchase) | $19.17 | A | 11900 | Acquired | 2028-12-27 | Common Stock (11900) | Direct |
| 2018-12-27 | Restricted Stock Units | $ | A | 3000 | Acquired | Common Stock (3000) | Direct |
Footnotes
F1: All shares of AxoGen, Inc. common stock underlying the employee stock option will be fully vested on December 27, 2022 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.
F3: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.