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Axogen, Inc. Director's Dealing 2018

Dec 31, 2018

32414_dirs_2018-12-31_792a345a-b3ad-4571-a044-342c4d887458.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2018-12-27

Reporting Person: DeVinney Erick Wayne (VP, Clinical&Translational Sc)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-27 Employee Stock Option (right to purchase) $19.17 A 11900 Acquired 2028-12-27 Common Stock (11900) Direct
2018-12-27 Restricted Stock Units $ A 3000 Acquired Common Stock (3000) Direct

Footnotes

F1: All shares of AxoGen, Inc. common stock underlying the employee stock option will be fully vested on December 27, 2022 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

F2: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F3: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.