Axogen, Inc. — Director's Dealing 2017

Oct 26, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2017-10-24

Reporting Person: Friedman Mark Louis (VP,Regulatory & Quality)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-10-24	Common Stock	M	40000	$2.74	Acquired	45665	Direct
2017-10-24	Common Stock	F	5480	$20.00	Disposed	40185	Direct
2017-10-24	Common Stock	M	1250	$5.45	Acquired	41435	Direct
2017-10-24	Common Stock	M	5313	$3.67	Acquired	46748	Direct
2017-10-24	Common Stock	M	4375	$4.81	Acquired	51123	Direct
2017-10-24	Common Stock	M	16829	$1.07	Acquired	67952	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-10-24	Employee Stock Option (right to purchase)	$2.74	M	40000	Disposed	2018-12-16	Common Stock (40000)	Direct
2017-10-24	Employee Stock Option (right to purchase)	$5.45	M	1250	Disposed	2023-05-26	Common Stock (1250)	Direct
2017-10-24	Employee Stock Option (right to purchase)	$3.67	M	5313	Disposed	2021-12-29	Common Stock (5313)	Direct
2017-10-24	Employee Stock Option (right to purchase)	$4.81	M	4375	Disposed	2021-01-02	Common Stock (4375)	Direct
2017-10-24	Employee Stock Option (right to purchase)	$1.07	M	16829	Disposed	2018-06-20	Common Stock (16829)	Direct

Footnotes

F1: This Form is being filed in part to report the exercise of a stock option for a total of 40,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock swap, the Reporting Person, on a net basis, acquired ownership of an additional 34,520 shares of common stock.