Axogen, Inc. — Director's Dealing 2017

Nov 3, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2017-11-01

Reporting Person: Grooms Jamie Mark (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-01	Common Stock	M	14379	$0.27	Acquired	365796	Direct
2017-11-01	Common Stock	F	189	$20.60	Disposed	365607	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-01	Director Stock Option (right to purchase)	$0.27	M	11182	Disposed	2017-12-05	Common Stock (11182)	Direct
2017-11-01	Director Stock Option (right to purchase)	$0.27	M	3197	Disposed	2017-12-05	Common Stock (3197)	Direct

Footnotes

F1: This Form is being filed to report the exercise of a stock option for a total of 14,397 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 14,190 shares of common stock.

F2: These shares of common stock include 132,883 shares held by the Jamie Grooms Trust, of which Mr. Grooms is the trustee.