Axogen, Inc. — Director's Dealing 2015

Sep 2, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2015-08-26

Reporting Person: NEELS GUIDO J (Director, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4861111	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$3.80	2022-08-26	Common Stock (25000)		Direct

Footnotes

F1: The reporting person is a managing director of the entity that is the general partner of the general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F2: Option grant for joining the Issuer's Board of Directors. Options vest as to 12.5% of total share amount at the end of each fiscal quarter, becoming fully vested after two years.