AI assistant
Axogen, Inc. — Director's Dealing 2015
Sep 24, 2015
32414_dirs_2015-09-24_2fc31711-af38-4c39-bbd7-f74b8cd94738.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2015-09-22
Reporting Person: Donovan Michael Patrick (Vice President, Operations)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.27 | 2018-01-13 | Common Stock (4659) | Direct | |
| Employee Stock Option (right to buy) | $2.74 | 2018-12-16 | Common Stock (35000) | Direct | |
| Employee Stock Option (right to buy) | $2.90 | 2020-01-04 | Common Stock (1500) | Direct | |
| Employee Stock Option (right to buy) | $4.81 | 2021-01-02 | Common Stock (5000) | Direct | |
| Employee Stock Option (right to buy) | $3.67 | 2021-12-29 | Common Stock (10000) | Direct |
Footnotes
F1: All shares pursuant to the employee stock option became fully vested on January 13, 2015 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on January 13, 2012 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vested each 6 months thereafter.
F2: All shares pursuant to the employee stock option will be fully vested on December 16, 2015 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on December 16, 2012 (12 months from the option grant date) and an additional 12.5% of the aggregate shares have vested or will vest each 6 months thereafter.
F3: All shares pursuant to the employee stock option will be fully vested on January 2, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on January 2, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares have vested or will vest each 6 months thereafter.
F4: All shares pursuant to the employee stock option will be fully vested on December 29, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares will vest on December 29, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares will vest each 6 months thereafter.