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Axogen, Inc. — Director's Dealing 2014
Dec 31, 2014
32414_dirs_2014-12-31_d2c8d61c-de0c-4b5c-887f-e5859d314790.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2014-12-29
Reporting Person: Freitag Gregory Gene (Director, General Counsel)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-29 | Employee Stock Option (right to buy) | $3.67 | A | 27000 | Acquired | 2021-12-29 | Common Stock (27000) | Direct |
| 2014-12-29 | Employee Stock Option (right to buy) | $3.67 | A | 33000 | Acquired | 2021-12-29 | Common Stock (33000) | Direct |
Footnotes
F1: All shares pursuant to the employee stock option will be fully vested on December 29, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on December 29, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares each 6 months thereafter.
F2: All shares pursuant to the special refinancing bonus employee option will be fully vested on December 29, 2015 (12 months from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on May 29, 2015 (6 months from the option grant date) and the remaining 50% of the aggregate shares 6 months thereafter.