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Axogen, Inc. — Director's Dealing 2013
Feb 28, 2013
32414_dirs_2013-02-28_bccd9c06-e886-4151-b6e2-68e93ace5f92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2011-05-10
Reporting Person: Gold Mark Stephen (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-10 | Common Stock | M | 3727 | $0.27 | Acquired | 9182 | Direct |
| 2012-05-10 | Common Stock | M | 5006 | $0.27 | Acquired | 14188 | Direct |
| 2013-02-25 | Common Stock | M | 5006 | $0.27 | Acquired | 19194 | Direct |
| 2013-02-25 | Common Stock | M | 290 | $1.07 | Acquired | 19484 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-10 | Stock Option (right to buy) | $0.27 | M | 3727 | Disposed | 2017-07-25 | Common Stock (3727) | Direct |
| 2012-05-10 | Stock Option (right to buy) | $0.27 | M | 5006 | Disposed | 2021-02-24 | Common Stock (5006) | Direct |
| 2013-02-25 | Stock Option (right to buy) | $0.27 | M | 5006 | Disposed | 2021-02-24 | Common Stock (5006) | Direct |
| 2013-02-25 | Stock Option (right to buy) | $1.07 | M | 290 | Disposed | 2021-09-29 | Common Stock (290) | Direct |
Footnotes
F1: Acquired through exercise of vested portion of stock options.
F2: Does not include indirect beneficial ownership of 107,690 shares held by reporting person's wife and 125,523 shares held by MJSK, Ltd., an investment trust held by reporting person's family.
F3: Reporting person does not have a reportable beneficial interest in 143,013 owned by his son and included in the reporting person's prior ownnership report.
F4: These shares vest annually over three years from grant date.
F5: 5007 shares remain unvested.
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