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Axogen, Inc. Director's Dealing 2013

Feb 28, 2013

32414_dirs_2013-02-28_bccd9c06-e886-4151-b6e2-68e93ace5f92.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2011-05-10

Reporting Person: Gold Mark Stephen (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-05-10 Common Stock M 3727 $0.27 Acquired 9182 Direct
2012-05-10 Common Stock M 5006 $0.27 Acquired 14188 Direct
2013-02-25 Common Stock M 5006 $0.27 Acquired 19194 Direct
2013-02-25 Common Stock M 290 $1.07 Acquired 19484 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-05-10 Stock Option (right to buy) $0.27 M 3727 Disposed 2017-07-25 Common Stock (3727) Direct
2012-05-10 Stock Option (right to buy) $0.27 M 5006 Disposed 2021-02-24 Common Stock (5006) Direct
2013-02-25 Stock Option (right to buy) $0.27 M 5006 Disposed 2021-02-24 Common Stock (5006) Direct
2013-02-25 Stock Option (right to buy) $1.07 M 290 Disposed 2021-09-29 Common Stock (290) Direct

Footnotes

F1: Acquired through exercise of vested portion of stock options.

F2: Does not include indirect beneficial ownership of 107,690 shares held by reporting person's wife and 125,523 shares held by MJSK, Ltd., an investment trust held by reporting person's family.

F3: Reporting person does not have a reportable beneficial interest in 143,013 owned by his son and included in the reporting person's prior ownnership report.

F4: These shares vest annually over three years from grant date.

F5: 5007 shares remain unvested.