Axogen, Inc. — Director's Dealing 2013

Apr 10, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2012-10-01

Reporting Person: Harper John Frederick (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-10-01	Common Stock	P	86557	$3.61	Acquired	147428	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-01-01	Stock Option (right to buy)	$2.75	A	13000	Acquired	2020-01-01	Common Stock (13000)	Direct

Footnotes

F1: Springboard Capital II, LLC (Springboard), of which Mr. Harper is a limited partner, distributed all of its shares of AxoGen, Inc. to its partners. The shares reflect those distributed to Mr. Harper in accordance with his percentage of ownership in Springboard pursuant to the governing documents of Springboard. The price per share reflects the orginal price per share paid by Springboard.

F2: Annual option grant as compensation for service on the board of directors. All options vested on the date of grant.