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Axogen, Inc. Director's Dealing 2012

Feb 13, 2012

32414_dirs_2012-02-13_09d2463a-6b1d-41eb-8278-ed909fd144d2.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: AxoGen, Inc. (AXGN)
CIK: 0000805928
Period of Report: 2011-10-10

Reporting Person: Mandato Joseph M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-10-10 Common Stock A 5455 $2.75 Acquired 1431847 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-10-10 Stock Option $2.75 A 12000 Acquired 2018-10-10 Common Stock (12000) Indirect

Footnotes

F1: These shares were granted in lieu of cash payment to De Novo Ventures II, L.P. ("De Novo"), as compensation for Mr. Mandato's service as a non-employee director through December 31, 2012.

F2: The shares are owned by De Novo. De Novo Management II, LLC is the sole general partner of De Novo. The reporting person is a managing member of De Novo Management II, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3: The options were granted to De Novo as compensation to Mr. Mandato for service on the board of directors. All options vested on the date of grant.