AXCELIS TECHNOLOGIES INC — Director's Dealing 2020

Feb 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2020-02-11

Reporting Person: ALDEBORGH JOHN E (EVP, Customer Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-11	Common Stock	S	4791	$29.06	Disposed	70384	Direct
2020-02-11	Common Stock	M	42026	$7.20	Acquired	112410	Direct
2020-02-11	Common Stock	S	42026	$28.92	Disposed	70384	Direct
2020-02-12	Common Stock	M	7974	$7.20	Acquired	112410	Direct
2020-02-12	Common Stock	S	7974	$28.84	Disposed	70384	Direct
2020-02-12	Common Stock	M	2900	$12.04	Acquired	73284	Direct
2020-02-12	Common Stock	S	2900	$28.79	Disposed	70384	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-11	Stock Option (right to buy)	$7.20	M	42026	Disposed	2021-07-15	Common Stock (42026)	Direct
2020-02-12	Stock Option (right to buy)	$7.20	M	7974	Disposed	2021-07-15	Common Stock (7974)	Direct
2020-02-12	Stock option (right to buy)	$12.04	M	2900	Disposed	2022-07-15	Common Stock (2900)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $29.05 to $29.08, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: Of the shares held as of February 11, 2020, 48,082 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.

F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.90 to $29.12, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.84 to $28.97, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.75 to 28.85, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.