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AXCELIS TECHNOLOGIES INC — Director's Dealing 2019
Mar 13, 2019
31374_dirs_2019-03-13_717f1336-3019-4ee8-a913-fba7cdefcf42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2019-03-13
Reporting Person: FLETCHER R JOHN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-13 | Common Stock | M | 12500 | $1.76 | Acquired | 58372 | Direct |
| 2019-03-13 | Common Stock | S | 12500 | $20.26 | Disposed | 45872 | Direct |
| 2019-03-13 | Common Stock | M | 10000 | $3.72 | Acquired | 55872 | Direct |
| 2019-03-13 | Common Stock | S | 10000 | $20.27 | Disposed | 45872 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-13 | Stock option (right to buy) | $1.76 | M | 12500 | Disposed | 2019-07-15 | Common Stock (12500) | Direct |
| 2019-03-13 | Stock option (right to buy) | $3.72 | M | 10000 | Disposed | 2019-07-16 | Common Stock (10000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.36, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.34, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.