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AXCELIS TECHNOLOGIES INC — Director's Dealing 2019
Dec 10, 2019
31374_dirs_2019-12-10_caf4f5a9-222b-4ed5-8642-fb547c140018.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2019-12-10
Reporting Person: FALLON LYNNETTE C (Executive VP, HR/Legal)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-10 | Common Stock | M | 18000 | $7.20 | Acquired | 102071 | Direct |
| 2019-12-10 | Common Stock | S | 18000 | $22.80 | Disposed | 89071 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-10 | Stock Option (right to buy) | $7.20 | M | 18000 | Disposed | 2021-07-15 | Common Stock (18000) | Direct |
Footnotes
F1: Of the shares held as of December 10, 2019, 41,404 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.76 to $22.89, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.