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AXCELIS TECHNOLOGIES INC Director's Dealing 2018

Jun 1, 2018

31374_dirs_2018-06-01_c3d16cf2-e6dc-4218-8685-4686a0b8b55e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2018-06-01

Reporting Person: Lawson Douglas A. (EVP, Corporate Mktg & Strategy)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-01 Common Stock S 3000 $21.72 Disposed 46450 Direct
2018-06-01 Common Stock S 1154 $21.71 Disposed 45296 Direct
2018-06-01 Common Stock M 1953 $12.04 Acquired 47249 Direct
2018-06-01 Common Stock S 1953 $21.74 Disposed 45296 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-01 Stock option (right to buy) $12.04 M 1953 Disposed 2022-07-15 Common Stock (1953) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3125 Indirect

Footnotes

F1: Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.

F2: These options will vest as to 20% of the unvested shares each of October 15,2018, January 15,2019, April 15,2019 and July 15,2019 if the executive remains in the service of the Company on such vesting date.