Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AXCELIS TECHNOLOGIES INC Director's Dealing 2017

Feb 8, 2017

31374_dirs_2017-02-08_cbebd912-5ece-4ecf-b495-a6dd9eb7b1ea.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2017-02-06

Reporting Person: Lawson Douglas A. (EVP, Corporate Mktg & Strategy)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-06 Common Stock M 3125 $3.72 Acquired 34479 Direct
2017-02-06 Common Stock M 4687 $7.96 Acquired 39166 Direct
2017-02-06 Common Stock M 7813 $7.20 Acquired 46979 Direct
2017-02-06 Common Stock S 3125 $16.50 Disposed 43854 Direct
2017-02-06 Common Stock S 1987 $16.45 Disposed 41867 Direct
2017-02-06 Common Stock S 100 $16.50 Disposed 41767 Direct
2017-02-06 Common Stock S 2600 $16.47 Disposed 39167 Direct
2017-02-06 Common Stock S 7813 $16.45 Disposed 31354 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-06 Stock Option (right to buy) $3.72 M 3125 Acquired 2019-07-16 Common Stock (3125) Direct
2017-02-06 Stock option (right to buy) $7.96 M 4687 Acquired 2020-07-15 Common Stock (4687) Direct
2017-02-06 Stock option (right to buy) $7.20 M 7813 Acquired 2021-07-15 Common Stock (7813) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3125 Indirect

Footnotes

F1: Of the shares held as of February 6, 2017, 25,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.