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AXCELIS TECHNOLOGIES INC Director's Dealing 2017

Feb 15, 2017

31374_dirs_2017-02-15_0f5ad0df-5d5d-4ac0-9118-6dfa18742697.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2017-02-13

Reporting Person: BREWER KEVIN J (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-13 Common Stock M 18876 $3.72 Acquired 80512 Direct
2017-02-13 Common Stock S 14311 $16.40 Disposed 66201 Direct
2017-02-13 Common Stock S 1650 $16.45 Disposed 64551 Direct
2017-02-13 Common Stock S 2915 $16.50 Disposed 61636 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-13 Stock Option (right to buy) $3.72 M 18876 Acquired 2019-07-16 Common Stock (18876) Direct

Footnotes

F1: Of the shares held as of February 13, 2017, 40,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.