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AXCELIS TECHNOLOGIES INC — Director's Dealing 2017
Jun 8, 2017
31374_dirs_2017-06-08_42225a29-9ee1-4d2d-a553-28b3759a5517.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2017-06-07
Reporting Person: KEITHLEY JOSEPH P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-07 | Common Stock | M | 10000 | $7.20 | Acquired | 35439 | Direct |
| 2017-06-07 | Common Stock | S | 10000 | $24.60 | Disposed | 25439 | Direct |
| 2017-06-07 | Common Stock | M | 10000 | $7.96 | Acquired | 35439 | Direct |
| 2017-06-07 | Common Stock | S | 10000 | $24.55 | Disposed | 25439 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-07 | Stock Option (right to buy) | $7.20 | M | 10000 | Disposed | 2021-07-15 | Common Stock (10000) | Direct |
| 2017-06-07 | Stock option (right to buy) | $7.96 | M | 10000 | Disposed | 2020-07-15 | Common Stock (10000) | Direct |
Footnotes
F1: Of the shares held as of June 7, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.
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