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AXCELIS TECHNOLOGIES INC Director's Dealing 2017

Jun 8, 2017

31374_dirs_2017-06-08_42225a29-9ee1-4d2d-a553-28b3759a5517.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2017-06-07

Reporting Person: KEITHLEY JOSEPH P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-07 Common Stock M 10000 $7.20 Acquired 35439 Direct
2017-06-07 Common Stock S 10000 $24.60 Disposed 25439 Direct
2017-06-07 Common Stock M 10000 $7.96 Acquired 35439 Direct
2017-06-07 Common Stock S 10000 $24.55 Disposed 25439 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-07 Stock Option (right to buy) $7.20 M 10000 Disposed 2021-07-15 Common Stock (10000) Direct
2017-06-07 Stock option (right to buy) $7.96 M 10000 Disposed 2020-07-15 Common Stock (10000) Direct

Footnotes

F1: Of the shares held as of June 7, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.