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AXCELIS TECHNOLOGIES INC — Director's Dealing 2016
Aug 10, 2016
31374_dirs_2016-08-10_e0545eda-0d11-472f-8412-156a651d6418.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2016-08-08
Reporting Person: Bintz William J (EVP, Engineering and Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-08 | Common Stock | M | 1059 | $4.64 | Acquired | 48262 | Direct |
| 2016-08-08 | Common Stock | M | 4692 | $3.72 | Acquired | 52954 | Direct |
| 2016-08-08 | Common Stock | S | 5751 | $11.98 | Disposed | 47203 | Direct |
| 2016-08-09 | Common Stock | M | 5941 | $4.64 | Acquired | 53144 | Direct |
| 2016-08-09 | Common Stock | M | 14058 | $3.72 | Acquired | 67202 | Direct |
| 2016-08-09 | Common Stock | S | 19999 | $11.98 | Disposed | 47203 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-08 | Stock option (right to buy) | $4.64 | M | 1059 | Acquired | 2019-11-16 | Common Stock (25000) | Direct |
| 2016-08-08 | Stock option (right to buy) | $3.72 | M | 4692 | Acquired | 2019-07-16 | Common Stock (18750) | Direct |
| 2016-08-09 | Stock option (right to buy) | $4.64 | M | 5941 | Acquired | 2019-11-16 | Common Stock (23941) | Direct |
| 2016-08-09 | Stock option (right to buy) | $3.72 | M | 14058 | Acquired | 2019-07-16 | Common Stock (14058) | Direct |
Footnotes
F1: Of the shares held as of August 9,2016, 27,274 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.
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