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AXCELIS TECHNOLOGIES INC Director's Dealing 2016

Aug 10, 2016

31374_dirs_2016-08-10_e0545eda-0d11-472f-8412-156a651d6418.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
CIK: 0001113232
Period of Report: 2016-08-08

Reporting Person: Bintz William J (EVP, Engineering and Marketing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-08 Common Stock M 1059 $4.64 Acquired 48262 Direct
2016-08-08 Common Stock M 4692 $3.72 Acquired 52954 Direct
2016-08-08 Common Stock S 5751 $11.98 Disposed 47203 Direct
2016-08-09 Common Stock M 5941 $4.64 Acquired 53144 Direct
2016-08-09 Common Stock M 14058 $3.72 Acquired 67202 Direct
2016-08-09 Common Stock S 19999 $11.98 Disposed 47203 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-08 Stock option (right to buy) $4.64 M 1059 Acquired 2019-11-16 Common Stock (25000) Direct
2016-08-08 Stock option (right to buy) $3.72 M 4692 Acquired 2019-07-16 Common Stock (18750) Direct
2016-08-09 Stock option (right to buy) $4.64 M 5941 Acquired 2019-11-16 Common Stock (23941) Direct
2016-08-09 Stock option (right to buy) $3.72 M 14058 Acquired 2019-07-16 Common Stock (14058) Direct

Footnotes

F1: Of the shares held as of August 9,2016, 27,274 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.