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Axalta Coating Systems Ltd. — Director's Dealing 2023
Nov 15, 2023
30907_dirs_2023-11-15_0b13e1b3-b782-4372-9332-d095fb8ab67a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2023-11-14
Reporting Person: Massey Anthony (VP, Global Controller, PAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-14 | Common Shares | M | 3651 | $7.21 | Acquired | 26385 | Direct |
| 2023-11-14 | Common Shares | M | 5110 | $8.88 | Acquired | 31495 | Direct |
| 2023-11-14 | Common Shares | M | 5840 | $11.84 | Acquired | 37335 | Direct |
| 2023-11-14 | Common Shares | S | 17915 | $30.88 | Disposed | 19420 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-14 | Employee Stock Option | $7.21 | M | 3651 | Disposed | 2024-05-22 | Common Shares (3651) | Direct |
| 2023-11-14 | Employee Stock Option | $8.88 | M | 5110 | Disposed | 2024-05-22 | Common Shares (5110) | Direct |
| 2023-11-14 | Employee Stock Option | $11.84 | M | 5840 | Disposed | 2024-05-22 | Common Shares (5840) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.83 to $30.95. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: This option vests in five equal annual installments beginning on May 21, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.