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AWARE INC /MA/ — Director's Dealing 2007
Feb 14, 2007
34571_dirs_2007-02-14_ca049b43-3148-4b26-90d5-97cd50a8763d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2007-02-12
Reporting Person: DALESSIO FREDERICK D (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-02-12 | Stock Option (right to buy) | $5.06 | A | 20000 | Acquired | 2017-02-12 | Common Stock (20000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.58 | 2010-02-22 | Common Stock (5000) | 5000 | Direct |
| Stock option (right to buy) | $6.18 | 2015-02-16 | Common Stock (10500) | 10500 | Direct |
| Stock Option (right to buy) | $2.95 | 2014-09-08 | Common Stock (10000) | 10000 | Direct |
| Stock Option (right to buy) | $2.09 | 2013-06-02 | Common Stock (12500) | 12500 | Direct |
| Stock Option (right to buy) | $2.48 | 2012-12-11 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: Vests in 16 equal quarterly installments on the last day of each quarter from March 31 2007 through December 31, 2010.
F2: Vests in 16 equal quarterly installments on the last day of each quarter from March 31 2006 through December 31, 2009.
F3: Vests in full on February 16, 2005.
F4: 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
F5: Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2003, until fully vested.
F6: (Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2002, until fully vested.