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AVISTA CORP — Director's Dealing 2019
Feb 7, 2019
31370_dirs_2019-02-07_5cfa2bce-7f91-4066-af5a-62385baa9b2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AVISTA CORP (AVA)
CIK: 0000104918
Period of Report: 2019-02-05
Reporting Person: MORRIS SCOTT L (Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-05 | Common Stock - 2016 and 2017 Restricted Stock Delivered | A | 8853 | — | Acquired | 226258 | Direct |
| 2019-02-05 | Common Stock - 2016 and 2017 Restricted Shares | F | 2156 | $41.42 | Disposed | 224102 | Direct |
| 2019-02-05 | Common Stock-Performance Shares | M | 7437 | — | Acquired | 231539 | Direct |
| 2019-02-05 | Common Stock-Performance Shares | F | 1811 | $41.42 | Disposed | 229728 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-05 | Conversion of 2016 Performance Shares related to CEPS | $ | M | 13280 | Acquired | Common Stock (13280) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Estimated shares held in 401(k) Plan | 170.63 | Indirect |
Footnotes
F1: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.
F2: Shares withheld to pay income tax on Restricted Shares acquired 2/5/19.
F3: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.
F4: Shares withheld to pay income tax on Performance Shares acquired 2/5/19.
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