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AVISTA CORP Director's Dealing 2002

Dec 11, 2002

31370_dirs_2002-12-11_2c5ad9e6-e8e8-473d-8255-9fd5b7faaf21.zip

Director's Dealing

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4 1 brukardt.htm DAVID A. BRUKARDT FORM 4 Brukardt

Brukardt

The following table was generated by the Internet Assistant Wizard for Microsoft Excel. ------------------------- START OF CONVERTED OUTPUT -------------------------

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 OMB APPROVAL
Check this box if no longer OMB Number: 3235-0287
subject to Section 16. Form 4 Expires: January 31, 2005
or Form 5 obligations may continue. STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average burden
See instruction 1(b). hours per response. . . . 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Avista Corporation (AVA) Director 10% Owner
Brukardt David A. x Officer (give Other (specify
(Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for title below) below)
Number of Reporting Month/Day/Year
1411 E. Mission Avenue Person, if an entity Vice President
(Street) (Voluntary) November 7, 2002
5. If Amendment, Date 7. Individual or Joint/Group Filing (Check Appplicable Line)
of Original (Month/Year) __x__Form filed by One Reporting Person
Spokane WA 99202 _____Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of Indirect
(Instr. 3) action action or Disposed of (D) Securities Form: Beneficial
Date Code (Instr. 3, 4 and 5) Beneficially Direct (D) Ownership
(Instr. 8) Owned at or (Instr. 4)
(Month/ End of Month Indirect (I)
Day/ (A) or (Instr. 3 and 4) (Instr. 4)
Year) Code V Amount (D) Price
Common Stock (Held in IRA - Street Name) 570 I By IRA Trustee
Common Stock 100 D
Common Stock (401(k) Investment Plan Shares) 1,293 I By Trustee
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
*If the form is filed by more than one reporting person, see Instruction 4(b) (v). SEC 1474 (9-02)
Potential persons who are to respond to the collection of
information contained in this form are not required to respond
unless the form displays a currently valid OMB control number.
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Conver- 3. Trans- 4. Trans- 5. Number of Deriv- 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Nature
(Instr. 3) sion or action action ative Securities Ac- cisable and Underlying Securities of of Deriv- ship of
Exercise Date Code quired (A) or Dis- Expiration (Instr. 3 and 4) Deriv- ative Form of Indirect
Price of (Instr. 8) posed of (D) Date ative Secur- Deriv- Benefi-
Deri- (Month/ (Instr. 3, 4, and 5) (Month/Day/ Secur- ities ative cial
vative Day/ Year) ity Bene- Security: Owner-
Security Year) (Instr. ficially Direct ship
5) Owned (D) or (Instr.4)
at End Indirect
of Month (I)
Date Expira- Title Amount or (Instr. 4) (Instr. 4)
Exer- tion Number of
Code V (A) (D) cisable Date Shares
Employee Stock Options $10.17 11-07-02 A 9,000 * 11-07-12 Com. Stk. 9,000 75,600 D
Phantom Stock Units 1 for 1 ** ** Com. Stk. 208 D
Explanation of Responses:
* The options vest in four equal annual installments beginning on the first anniversary of the grant dates.
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 OMB APPROVAL
Check this box if no longer OMB Number: 3235-0287
subject to Section 16. Form 4 Expires: January 31, 2005
or Form 5 obligations may continue. STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average burden
See instruction 1(b). hours per response. . . . 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Avista Corporation (AVA) Director 10% Owner
Brukardt David A. x Officer (give Other (specify
(Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for title below) below)
Number of Reporting Month/Day/Year
1411 E. Mission Avenue Person, if an entity Vice President
(Street) (Voluntary) November 7, 2002
5. If Amendment, Date 7. Individual or Joint/Group Filing (Check Appplicable Line)
of Original (Month/Year) __x__Form filed by One Reporting Person
Spokane WA 99202 _____Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of Indirect
(Instr. 3) action action or Disposed of (D) Securities Form: Beneficial
Date Code (Instr. 3, 4 and 5) Beneficially Direct (D) Ownership
(Instr. 8) Owned at or (Instr. 4)
(Month/ End of Month Indirect (I)
Day/ (A) or (Instr. 3 and 4) (Instr. 4)
Year) Code V Amount (D) Price
Common Stock (Held in IRA - Street Name) 570 I By IRA Trustee
Common Stock 100 D
Common Stock (401(k) Investment Plan Shares) 1,293 I By Trustee
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
*If the form is filed by more than one reporting person, see Instruction 4(b) (v). SEC 1474 (9-02)
Potential persons who are to respond to the collection of
information contained in this form are not required to respond
unless the form displays a currently valid OMB control number.
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Conver- 3. Trans- 4. Trans- 5. Number of Deriv- 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Nature
(Instr. 3) sion or action action ative Securities Ac- cisable and Underlying Securities of of Deriv- ship of
Exercise Date Code quired (A) or Dis- Expiration (Instr. 3 and 4) Deriv- ative Form of Indirect
Price of (Instr. 8) posed of (D) Date ative Secur- Deriv- Benefi-
Deri- (Month/ (Instr. 3, 4, and 5) (Month/Day/ Secur- ities ative cial
vative Day/ Year) ity Bene- Security: Owner-
Security Year) (Instr. ficially Direct ship
5) Owned (D) or (Instr.4)
at End Indirect
of Month (I)
Date Expira- Title Amount or (Instr. 4) (Instr. 4)
Exer- tion Number of
Code V (A) (D) cisable Date Shares
Employee Stock Options $10.17 11-07-02 A 9,000 * 11-07-12 Com. Stk. 9,000 75,600 D
Phantom Stock Units 1 for 1 ** ** Com. Stk. 208 D
Explanation of Responses:
* The options vest in four equal annual installments beginning on the first anniversary of the grant dates.
** The phantom stock units are accrued under the Executive Deferral Plan of Avista Corp. and will be settled in Avista Corp. Common Stock upon the reporting person's retirement,
death, etc.
December 09, 2002
*** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. ***Signature of Reporting Person Date
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not Page 2
required to respond unless the form displays a currently valid OMB Number.

------------------------- END OF CONVERTED OUTPUT ------------------------- Last Updated on 12-10-2002 By Avista Corp Employee