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Avery Dennison Corp — Major Shareholding Notification 2002
Jan 30, 2002
30491_mrq_2002-01-30_70002c42-9c35-48f2-8c71-113514980ae4.zip
Major Shareholding Notification
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SC 13G/A 1 a2069097zsc13ga.htm SCHEDULE 13G/A Prepared by MERRILL CORPORATION QuickLinks -- Click here to rapidly navigate through this document TOC_END
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No. 5)*
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| Avery Dennison Corporation (Name of Issuer) |
|---|
| COMMON STOCK (Title of Class of Securities) |
| 053611109 (CUSIP Number) |
| (Date of |
| Event which Requires Filing of this Statement) |
end of user-specified TAGGED TABLE
Check the appropriate box to designate the rule pursuant to which this Schedule is filed.
/x/ Rule 13d-1(b)
/ / Rule 13d-1(c)
/ / Rule 13d-1(c)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be 'filed' for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
ZEQ.=1,SEQ=1,EFW="2069097",CP="U.S. TRUST CO. OF CA, N.A.",DN="1",CHK=688627,FOLIO='blank',FILE='DISK040:[02BHL6.02BHL1116]BA1116A.;4',USER='TOSBORNA',CD='29-JAN-2002;22:09' User-specified TAGGED TABLE
CUSIP No. 053611109
end of user-specified TAGGED TABLE
SCHEDULE 13G
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| 1 — 2 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY). U.S. Trust Company, National Association ID# 95-4311476 as Trustee for Avery Dennison Corporation ESOP — CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | (a) | / / |
|---|---|---|---|
| (b) | / / | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION 515 S. Flower St. #2800 Los Angeles, CA 90071 | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |
| 6 | SHARED VOTING POWER 7,618,122 | ||
| 7 | SOLE DISPOSITIVE POWER | ||
| 8 | SHARED DISPOSITIVE POWER 7,618,112 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,646,929 | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.9% | ||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) E.P. |
end of user-specified TAGGED TABLE ZEQ.=2,SEQ=2,EFW="2069097",CP="U.S. TRUST CO. OF CA, N.A.",DN="1",CHK=421488,FOLIO='blank',FILE='DISK040:[02BHL6.02BHL1116]BA1116A.;4',USER='TOSBORNA',CD='29-JAN-2002;22:09' Generated by Merrill Corporation (www.merrillcorp.com) TOC_END
ITEM 1.
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| (A) | NAME OF ISSUER: |
|---|---|
| Avery Dennison Corporation | |
| (B) | ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: |
| 150 Orange Grove Blvd. Pasadena, CA 91103 |
end of user-specified TAGGED TABLE
ITEM 2.
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| (A) | NAME OF PERSON FILING: |
|---|---|
| U.S. Trust Company, National Association | |
| (B) | ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE |
| 515 S. Flower St. #2800 Los Angeles, California 90071 | |
| (C) | CITIZENSHIP: |
| California USA | |
| (D) | TITLE OF CLASS OF SECURITIES: |
| Common Stock | |
| (E) | CUSIP NUMBER: |
| 053611109 |
end of user-specified TAGGED TABLE ZEQ.=1,SEQ=3,EFW="2069097",CP="U.S. TRUST CO. OF CA, N.A.",DN="1",CHK=1012456,FOLIO='blank',FILE='DISK040:[02BHL6.02BHL1116]DE1116A.;3',USER='TOSBORNA',CD='29-JAN-2002;21:03'
ITEM 3.
IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
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| (a) | / / | Broker or Dealer registered under section 15 of the Act (15 U.S.C. 78o). |
|---|---|---|
| (b) | / / | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
| (c) | / / | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
| (d) | / / | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
| (e) | / / | An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E). |
| (f) | /x/ | An employee benefit plan, or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F). |
| (g) | / / | A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G). |
| (h) | / / | A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). |
| (i) | / / | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). |
| (j) | / / | Group, in accordance with section 240.13d-1(b)(1)(ii)(J). |
end of user-specified TAGGED TABLE
ITEM 4. OWNERSHIP
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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| (a) | Amount beneficially owned: 7,618,122 | |
|---|---|---|
| (b) | Percent of class: 6.9% | |
| (c) | Number of shares as to which the person has: | |
| (i) | Sole power to vote or to direct the vote | |
| (ii) | Shared power to vote or to direct the vote 7,618,122 | |
| (iii) | Sole power to dispose or direct the disposition of | |
| (iv) | Shared power to dispose or direct the disposition of 7,618,122 |
end of user-specified TAGGED TABLE ZEQ.=2,SEQ=4,EFW="2069097",CP="U.S. TRUST CO. OF CA, N.A.",DN="1",CHK=687164,FOLIO='blank',FILE='DISK040:[02BHL6.02BHL1116]DE1116A.;3',USER='TOSBORNA',CD='29-JAN-2002;21:03'
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. / /.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
ITEM 10. CERTIFICATION.
(a) The following certification shall be included if the statement is filed pursuant to section 240.13d-1(b):
(b) The following certification shall be included if the statement is filed pursuant to section 240.13d-1(c):
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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| 1/29/02 Date |
|---|
| /s/ DENNIS M. KUNISAKI Signature |
| Dennis M. Kunisaki, Sr. Vice President Name/Title |
end of user-specified TAGGED TABLE ZEQ.=3,SEQ=5,EFW="2069097",CP="U.S. TRUST CO. OF CA, N.A.",DN="1",CHK=579094,FOLIO='blank',FILE='DISK040:[02BHL6.02BHL1116]DE1116A.;3',USER='TOSBORNA',CD='29-JAN-2002;21:03' Generated by Merrill Corporation (www.merrillcorp.com)
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TOC_BEGIN SCHEDULE 13G TOC_BEGIN SIGNATURE SEQ=,FILE='QUICKLINK',USER=GKIBBE,SEQ=,EFW="2069097",CP="U.S. TRUST CO. OF CA, N.A.",DN="1" TOCEXISTFLAG