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AUTONATION, INC. — Director's Dealing 2021
Feb 17, 2021
30725_dirs_2021-02-17_f1a91580-d5bf-4f2b-b6bc-f48efefe0f78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2021-02-15
Reporting Person: JACKSON MICHAEL J (Director, CEO and Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-15 | Common Stock, par value $0.01 per share | A | 58132 | — | Acquired | 165431 | Direct |
| 2021-02-15 | Common Stock, par value $0.01 per share | F | 23163 | $79.43 | Disposed | 142268 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-15 | Restricted Stock Units | $ | A | 113558 | Acquired | Common Stock, par value $0.01 per share (113558.0) | Direct | |
| 2021-02-15 | Restricted Stock Units | $ | A | 45100 | Acquired | Common Stock, par value $0.01 per share (45100.0) | Direct |
Footnotes
F1: Settlement of shares upon the achievement of applicable performance goals, which were certified by the registrant's Compensation Committee on February 15, 2021, pursuant to the terms of certain performance-based restricted stock units granted on March 1, 2018.
F2: The restricted stock units were granted on March 2, 2020, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2021. The restricted stock units will vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.
F3: The restricted stock units were granted on July 14, 2020, subject to the satisfaction of a performance goal, which was certified by the registrant's Compensation Committee on February 15, 2021. The restricted stock units will vest in 25% annual increments on each of July 14, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.