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AUTONATION, INC. — Director's Dealing 2021
Mar 8, 2021
30725_dirs_2021-03-08_a148e1c1-3239-465e-be93-de631551e5f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2021-03-04
Reporting Person: CANNON MARC G (EVP & Chief Cust Exp Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-04 | Common Stock, par value $0.01 per share | M | 3427 | $52.65 | Acquired | 34964 | Direct |
| 2021-03-04 | Common Stock, par value $0.01 per share | M | 3427 | $57.44 | Acquired | 38391 | Direct |
| 2021-03-04 | Common Stock, par value $0.01 per share | M | 3427 | $54.04 | Acquired | 41818 | Direct |
| 2021-03-04 | Common Stock, par value $0.01 per share | M | 3271 | $58.29 | Acquired | 45089 | Direct |
| 2021-03-04 | Common Stock, par value $0.01 per share | S | 13552 | $80.0914 | Disposed | 31537 | Direct |
| 2021-03-05 | Common Stock, par value $0.01 per share | M | 156 | $58.29 | Acquired | 31693 | Direct |
| 2021-03-05 | Common Stock, par value $0.01 per share | M | 3427 | $62.60 | Acquired | 35120 | Direct |
| 2021-03-05 | Common Stock, par value $0.01 per share | M | 3427 | $62.93 | Acquired | 38547 | Direct |
| 2021-03-05 | Common Stock, par value $0.01 per share | M | 3427 | $58.08 | Acquired | 41974 | Direct |
| 2021-03-05 | Common Stock, par value $0.01 per share | M | 3427 | $64.48 | Acquired | 45401 | Direct |
| 2021-03-05 | Common Stock, par value $0.01 per share | M | 17824 | $52.53 | Acquired | 63225 | Direct |
| 2021-03-05 | Common Stock, par value $0.01 per share | S | 31688 | $80 | Disposed | 31537 | Direct |
| 2021-03-05 | Common Stock, par value $0.01 per share | S | 10000 | $81.65 | Disposed | 21537 | Direct |
| 2021-03-05 | Common Stock, par value $0.01 per share | S | 3889 | $85 | Disposed | 17648 | Direct |
| 2021-03-08 | Common Stock, par value $0.01 per share | S | 981 | $90 | Disposed | 16667 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-04 | Employee Stock Option (right to buy) | $52.65 | M | 3427 | Disposed | 2024-03-03 | Common Stock, par value $0.01 per share (3427.0) | Direct |
| 2021-03-04 | Employee Stock Option (right to buy) | $57.44 | M | 3427 | Disposed | 2024-03-03 | Common Stock, par value $0.01 per share (3427.0) | Direct |
| 2021-03-04 | Employee Stock Option (right to buy) | $54.04 | M | 3427 | Disposed | 2024-03-03 | Common Stock, par value $0.01 per share (3427.0) | Direct |
| 2021-03-04 | Employee Stock Option (right to buy) | $58.29 | M | 3271 | Disposed | 2024-03-03 | Common Stock, par value $0.01 per share (3271.0) | Direct |
| 2021-03-05 | Employee Stock Option (right to buy) | $58.29 | M | 156 | Disposed | 2024-03-03 | Common Stock, par value $0.01 per share (156.0) | Direct |
| 2021-03-05 | Employee Stock Option (right to buy) | $62.6 | M | 3427 | Disposed | 2025-03-02 | Common Stock, par value $0.01 per share (3427.0) | Direct |
| 2021-03-05 | Employee Stock Option (right to buy) | $62.93 | M | 3427 | Disposed | 2025-03-02 | Common Stock, par value $0.01 per share (3427.0) | Direct |
| 2021-03-05 | Employee Stock Option (right to buy) | $58.08 | M | 3427 | Disposed | 2025-03-02 | Common Stock, par value $0.01 per share (3427.0) | Direct |
| 2021-03-05 | Employee Stock Option (right to buy) | $64.48 | M | 3427 | Disposed | 2025-03-02 | Common Stock, par value $0.01 per share (3427.0) | Direct |
| 2021-03-05 | Employee Stock Option (right to buy) | $52.53 | M | 17824 | Disposed | 2026-03-01 | Common Stock, par value $0.01 per share (17824.0) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $81.30 to $82.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2014.
F4: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015.
F5: The option became exercisable in 25% annual increments on each of the first four anniversaries of March 1, 2016.