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AUTONATION, INC. — Director's Dealing 2017
Mar 10, 2017
30725_dirs_2017-03-10_4e28587d-7721-4608-84d3-921e2a66e50e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2017-03-08
Reporting Person: FERRANDO JONATHAN P (EVP - GC, Corp Dev & HR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-08 | Common Stock, par value $0.01 per share | M | 7335 | $19.64 | Acquired | 57335 | Direct |
| 2017-03-08 | Common Stock, par value $0.01 per share | M | 38341 | $23.21 | Acquired | 95676 | Direct |
| 2017-03-08 | Common Stock, par value $0.01 per share | M | 38341 | $26.49 | Acquired | 134017 | Direct |
| 2017-03-08 | Common Stock, par value $0.01 per share | M | 4201 | $32.50 | Acquired | 138218 | Direct |
| 2017-03-08 | Common Stock, par value $0.01 per share | S | 88218 | $45.6167 | Disposed | 50000 | Direct |
| 2017-03-09 | Common Stock, par value $0.01 per share | M | 29102 | $32.50 | Acquired | 79102 | Direct |
| 2017-03-09 | Common Stock, par value $0.01 per share | M | 33303 | $34.51 | Acquired | 112405 | Direct |
| 2017-03-09 | Common Stock, par value $0.01 per share | M | 3412 | $40.37 | Acquired | 115817 | Direct |
| 2017-03-09 | Common Stock, par value $0.01 per share | S | 65817 | $45.0381 | Disposed | 50000 | Direct |
| 2017-03-10 | Common Stock, par value $0.01 per share | M | 29891 | $40.37 | Acquired | 79891 | Direct |
| 2017-03-10 | Common Stock, par value $0.01 per share | M | 33303 | $35.99 | Acquired | 113194 | Direct |
| 2017-03-10 | Common Stock, par value $0.01 per share | M | 30270 | $34.09 | Acquired | 143464 | Direct |
| 2017-03-10 | Common Stock, par value $0.01 per share | S | 93464 | $44.9384 | Disposed | 50000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-08 | Employee Stock Option (right to buy) | $19.64 | M | 7335 | Disposed | 2020-03-01 | Common Stock, par value $0.01 per share (7335.0) | Direct |
| 2017-03-08 | Employee Stock Option (right to buy) | $23.21 | M | 38341 | Disposed | 2020-03-01 | Common Stock, par value $0.01 per share (38341.0) | Direct |
| 2017-03-08 | Employee Stock Option (right to buy) | $26.49 | M | 38341 | Disposed | 2020-03-01 | Common Stock, par value $0.01 per share (38341.0) | Direct |
| 2017-03-08 | Employee Stock Option (right to buy) | $32.5 | M | 4201 | Disposed | 2021-03-01 | Common Stock, par value $0.01 per share (4201.0) | Direct |
| 2017-03-09 | Employee Stock Option (right to buy) | $32.5 | M | 29102 | Disposed | 2021-03-01 | Common Stock, par value $0.01 per share (29102.0) | Direct |
| 2017-03-09 | Employee Stock Option (right to buy) | $34.51 | M | 33303 | Disposed | 2021-03-01 | Common Stock, par value $0.01 per share (33303.0) | Direct |
| 2017-03-09 | Employee Stock Option (right to buy) | $40.37 | M | 3412 | Disposed | 2021-03-01 | Common Stock, par value $0.01 per share (3412.0) | Direct |
| 2017-03-10 | Employee Stock Option (right to buy) | $40.37 | M | 29891 | Disposed | 2021-03-01 | Common Stock, par value $0.01 per share (29891.0) | Direct |
| 2017-03-10 | Employee Stock Option (right to buy) | $35.99 | M | 33303 | Disposed | 2021-03-01 | Common Stock, par value $0.01 per share (33303.0) | Direct |
| 2017-03-10 | Employee Stock Option (right to buy) | $34.09 | M | 30270 | Disposed | 2022-03-01 | Common Stock, par value $0.01 per share (30270.0) | Direct |
Footnotes
F1: Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety.
F2: This transaction was executed in multiple trades at prices ranging from $45.49 to $45.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $44.7050 to $45.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $44.77 to $45.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010.
F6: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.
F7: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.