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AUTONATION, INC. Director's Dealing 2017

Mar 10, 2017

30725_dirs_2017-03-10_4e28587d-7721-4608-84d3-921e2a66e50e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2017-03-08

Reporting Person: FERRANDO JONATHAN P (EVP - GC, Corp Dev & HR)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-08 Common Stock, par value $0.01 per share M 7335 $19.64 Acquired 57335 Direct
2017-03-08 Common Stock, par value $0.01 per share M 38341 $23.21 Acquired 95676 Direct
2017-03-08 Common Stock, par value $0.01 per share M 38341 $26.49 Acquired 134017 Direct
2017-03-08 Common Stock, par value $0.01 per share M 4201 $32.50 Acquired 138218 Direct
2017-03-08 Common Stock, par value $0.01 per share S 88218 $45.6167 Disposed 50000 Direct
2017-03-09 Common Stock, par value $0.01 per share M 29102 $32.50 Acquired 79102 Direct
2017-03-09 Common Stock, par value $0.01 per share M 33303 $34.51 Acquired 112405 Direct
2017-03-09 Common Stock, par value $0.01 per share M 3412 $40.37 Acquired 115817 Direct
2017-03-09 Common Stock, par value $0.01 per share S 65817 $45.0381 Disposed 50000 Direct
2017-03-10 Common Stock, par value $0.01 per share M 29891 $40.37 Acquired 79891 Direct
2017-03-10 Common Stock, par value $0.01 per share M 33303 $35.99 Acquired 113194 Direct
2017-03-10 Common Stock, par value $0.01 per share M 30270 $34.09 Acquired 143464 Direct
2017-03-10 Common Stock, par value $0.01 per share S 93464 $44.9384 Disposed 50000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-08 Employee Stock Option (right to buy) $19.64 M 7335 Disposed 2020-03-01 Common Stock, par value $0.01 per share (7335.0) Direct
2017-03-08 Employee Stock Option (right to buy) $23.21 M 38341 Disposed 2020-03-01 Common Stock, par value $0.01 per share (38341.0) Direct
2017-03-08 Employee Stock Option (right to buy) $26.49 M 38341 Disposed 2020-03-01 Common Stock, par value $0.01 per share (38341.0) Direct
2017-03-08 Employee Stock Option (right to buy) $32.5 M 4201 Disposed 2021-03-01 Common Stock, par value $0.01 per share (4201.0) Direct
2017-03-09 Employee Stock Option (right to buy) $32.5 M 29102 Disposed 2021-03-01 Common Stock, par value $0.01 per share (29102.0) Direct
2017-03-09 Employee Stock Option (right to buy) $34.51 M 33303 Disposed 2021-03-01 Common Stock, par value $0.01 per share (33303.0) Direct
2017-03-09 Employee Stock Option (right to buy) $40.37 M 3412 Disposed 2021-03-01 Common Stock, par value $0.01 per share (3412.0) Direct
2017-03-10 Employee Stock Option (right to buy) $40.37 M 29891 Disposed 2021-03-01 Common Stock, par value $0.01 per share (29891.0) Direct
2017-03-10 Employee Stock Option (right to buy) $35.99 M 33303 Disposed 2021-03-01 Common Stock, par value $0.01 per share (33303.0) Direct
2017-03-10 Employee Stock Option (right to buy) $34.09 M 30270 Disposed 2022-03-01 Common Stock, par value $0.01 per share (30270.0) Direct

Footnotes

F1: Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety.

F2: This transaction was executed in multiple trades at prices ranging from $45.49 to $45.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $44.7050 to $45.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $44.77 to $45.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F5: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010.

F6: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.

F7: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.