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AUTONATION, INC. — Director's Dealing 2017
Mar 15, 2017
30725_dirs_2017-03-15_5a5d1ff9-0e94-4322-9e96-8767495422c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2017-03-13
Reporting Person: FERRANDO JONATHAN P (EVP - GC, Corp Dev & HR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-13 | Common Stock, par value $0.01 per share | M | 30270 | $35 | Acquired | 80270 | Direct |
| 2017-03-13 | Common Stock, par value $0.01 per share | S | 30270 | $44.617 | Disposed | 50000 | Direct |
| 2017-03-14 | Common Stock, par value $0.01 per share | M | 30270 | $41.16 | Acquired | 80270 | Direct |
| 2017-03-14 | Common Stock, par value $0.01 per share | S | 30270 | $44.7781 | Disposed | 50000 | Direct |
| 2017-03-15 | Common Stock, par value $0.01 per share | M | 30270 | $38.63 | Acquired | 80270 | Direct |
| 2017-03-15 | Common Stock, par value $0.01 per share | M | 19620 | $43.45 | Acquired | 99890 | Direct |
| 2017-03-15 | Common Stock, par value $0.01 per share | S | 48846 | $45.0383 | Disposed | 51044 | Direct |
| 2017-03-15 | Common Stock, par value $0.01 per share | S | 1044 | $45.6699 | Disposed | 50000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-13 | Employee Stock Option (right to buy) | $35.0 | M | 30270 | Disposed | 2022-03-01 | Common Stock, par value $0.01 per share (30270.0) | Direct |
| 2017-03-14 | Employee Stock Option (right to buy) | $41.16 | M | 30270 | Disposed | 2022-03-01 | Common Stock, par value $0.01 per share (30270.0) | Direct |
| 2017-03-15 | Employee Stock Option (right to buy) | $38.63 | M | 30270 | Disposed | 2022-03-01 | Common Stock, par value $0.01 per share (30270.0) | Direct |
| 2017-03-15 | Employee Stock Option (right to buy) | $43.45 | M | 19620 | Disposed | 2023-03-01 | Common Stock, par value $0.01 per share (19620.0) | Direct |
Footnotes
F1: Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety.
F2: This transaction was executed in multiple trades at prices ranging from $44.50 to $44.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $44.75 to $44.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $44.60 to $45.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $45.59 to $45.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.
F7: The portion of the option that was exercised became exercisable in equal annual increments on each of the first three anniversaries of June 1, 2013.