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AUTONATION, INC. — Director's Dealing 2017
May 19, 2017
30725_dirs_2017-05-19_333ceddb-3a12-4446-9e16-a7e8da01ce5f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2017-05-15
Reporting Person: ARNOLD H SCOTT (EVP-Cust Care/Brand Extensions)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 3162 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $32.5 | 2021-03-01 | Common Stock, par value $0.01 per share (1376.0) | Direct | |
| Employee Stock Option (right to buy) | $34.51 | 2021-03-01 | Common Stock, par value $0.01 per share (1376.0) | Direct | |
| Employee Stock Option (right to buy) | $40.37 | 2021-03-01 | Common Stock, par value $0.01 per share (1376.0) | Direct | |
| Employee Stock Option (right to buy) | $35.99 | 2021-03-01 | Common Stock, par value $0.01 per share (1376.0) | Direct | |
| Employee Stock Option (right to buy) | $34.09 | 2022-03-01 | Common Stock, par value $0.01 per share (1252.0) | Direct | |
| Employee Stock Option (right to buy) | $35.0 | 2022-03-01 | Common Stock, par value $0.01 per share (1252.0) | Direct | |
| Employee Stock Option (right to buy) | $41.16 | 2022-03-01 | Common Stock, par value $0.01 per share (1252.0) | Direct | |
| Employee Stock Option (right to buy) | $58.08 | 2025-03-02 | Common Stock, par value $0.01 per share (1704.0) | Direct | |
| Employee Stock Option (right to buy) | $64.48 | 2025-03-02 | Common Stock, par value $0.01 per share (1704.0) | Direct | |
| Employee Stock Option (right to buy) | $52.53 | 2026-03-01 | Common Stock, par value $0.01 per share (8520.0) | Direct | |
| Restricted Stock Units | $ | Common Stock, par value $0.01 per share (8581.0) | Direct |
Footnotes
F1: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.
F2: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.
F3: The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015, subject to continuous employment with the Company.
F4: The option becomes exercisable in 25% annual increments on each of the first four anniversaries of March 1, 2016, subject to continuous employment with the Company.
F5: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.
F6: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company"), or at the Company's election, the cash value thereof.