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AUTONATION, INC. — Director's Dealing 2017
Nov 14, 2017
30725_dirs_2017-11-14_e40171dc-c50a-42c4-8f50-62884a95c5d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2017-11-10
Reporting Person: ISERMAN LANCE E (EVP, Sales & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-10 | Common Stock, par value $0.01 per share | M | 313 | $34.09 | Acquired | 4860 | Direct |
| 2017-11-10 | Common Stock, par value $0.01 per share | M | 313 | $35 | Acquired | 5173 | Direct |
| 2017-11-10 | Common Stock, par value $0.01 per share | M | 313 | $41.16 | Acquired | 5486 | Direct |
| 2017-11-10 | Common Stock, par value $0.01 per share | M | 313 | $38.63 | Acquired | 5799 | Direct |
| 2017-11-10 | Common Stock, par value $0.01 per share | M | 1083 | $43.45 | Acquired | 6882 | Direct |
| 2017-11-10 | Common Stock, par value $0.01 per share | M | 1083 | $46.22 | Acquired | 7965 | Direct |
| 2017-11-10 | Common Stock, par value $0.01 per share | M | 1083 | $47.25 | Acquired | 9048 | Direct |
| 2017-11-10 | Common Stock, par value $0.01 per share | M | 1083 | $48.80 | Acquired | 10131 | Direct |
| 2017-11-10 | Common Stock, par value $0.01 per share | S | 5886 | $52.4588 | Disposed | 4245 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-10 | Employee Stock Option (right to buy) | $34.09 | M | 313 | Disposed | 2022-03-01 | Common Stock, par value $0.01 per share (313.0) | Direct |
| 2017-11-10 | Employee Stock Option (right to buy) | $35.0 | M | 313 | Disposed | 2022-03-01 | Common Stock, par value $0.01 per share (313.0) | Direct |
| 2017-11-10 | Employee Stock Option (right to buy) | $41.16 | M | 313 | Disposed | 2022-03-01 | Common Stock, par value $0.01 per share (313.0) | Direct |
| 2017-11-10 | Employee Stock Option (right to buy) | $38.63 | M | 313 | Disposed | 2022-03-01 | Common Stock, par value $0.01 per share (313.0) | Direct |
| 2017-11-10 | Employee Stock Option (right to buy) | $43.45 | M | 1083 | Disposed | 2023-03-01 | Common Stock, par value $0.01 per share (1083.0) | Direct |
| 2017-11-10 | Employee Stock Option (right to buy) | $46.22 | M | 1083 | Disposed | 2023-03-01 | Common Stock, par value $0.01 per share (1083.0) | Direct |
| 2017-11-10 | Employee Stock Option (right to buy) | $47.25 | M | 1083 | Disposed | 2023-03-01 | Common Stock, par value $0.01 per share (1083.0) | Direct |
| 2017-11-10 | Employee Stock Option (right to buy) | $48.8 | M | 1083 | Disposed | 2023-03-01 | Common Stock, par value $0.01 per share (1083.0) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $52.3538 to $52.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.
F3: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.