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AUTONATION, INC. — Director's Dealing 2014
Nov 3, 2014
30725_dirs_2014-11-03_f3d90461-d38c-4bb6-8bd5-03191179832f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2014-10-30
Reporting Person: FERRANDO JONATHAN P (EVP - GC, Corp Dev & HR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-30 | Common Stock, par value $0.01 per share | M | 10000 | $10.17 | Acquired | 56000 | Direct |
| 2014-10-30 | Common Stock, par value $0.01 per share | S | 10000 | $56.2599 | Disposed | 46000 | Direct |
| 2014-10-31 | Common Stock, par value $0.01 per share | M | 10000 | $10.17 | Acquired | 56000 | Direct |
| 2014-10-31 | Common Stock, par value $0.01 per share | S | 9000 | $57.0265 | Disposed | 47000 | Direct |
| 2014-10-31 | Common Stock, par value $0.01 per share | I | 1767 | $56.9191 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-30 | Employee Stock Option (right to buy) | $10.17 | M | 10000 | Disposed | 2018-07-30 | Common Stock, par value $0.01 per share (10000.0) | Direct |
| 2014-10-31 | Employee Stock Option (right to buy) | $10.17 | M | 10000 | Disposed | 2018-07-30 | Common Stock, par value $0.01 per share (10000.0) | Direct |
Footnotes
F1: Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety.
F2: This transaction was executed in multiple trades at prices ranging from $56.25 to $56.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $56.85 to $57.1601. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2008.