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AUTOLIV INC — Director's Dealing 2014
Feb 7, 2014
30630_dirs_2014-02-07_87eb0983-5e2d-4487-93b3-d05aee82139c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2014-02-06
Reporting Person: Mogefors Svante (Vice Pres. Quality & Manufact.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-06 | Common Stock | M | 4000 | $49.60 | Acquired | 9500 | Direct |
| 2014-02-06 | Common Stock | S | 4000 | $92.38 | Disposed | 5500 | Direct |
| 2014-02-06 | Common Stock | M | 4500 | $59.01 | Acquired | 10000 | Direct |
| 2014-02-06 | Common Stock | S | 4500 | $92.64 | Disposed | 5500 | Direct |
| 2014-02-06 | Common Stock | M | 6000 | $51.67 | Acquired | 11500 | Direct |
| 2014-02-06 | Common Stock | S | 6000 | $92.65 | Disposed | 5500 | Direct |
| 2014-02-06 | Common Stock | M | 6900 | $44.70 | Acquired | 12400 | Direct |
| 2014-02-06 | Common Stock | S | 6900 | $92.62 | Disposed | 5500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-06 | Stock Option | $49.60 | M | 4000 | Disposed | 2016-01-09 | Common Stock (4000) | Direct |
| 2014-02-06 | Stock Option | $59.01 | M | 4500 | Disposed | 2017-02-14 | Common Stock (4500) | Direct |
| 2014-02-06 | Stock Option | $51.67 | M | 6000 | Disposed | 2018-02-19 | Common Stock (6000) | Direct |
| 2014-02-06 | Stock Option | $44.70 | M | 6900 | Disposed | 2020-02-18 | Common Stock (6900) | Direct |
Footnotes
F1: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The range of prices for such transaction is $92.33 to $92.42.
F3: The range of prices for such transaction is $92.34 to $92.74.
F4: The range of prices for such transaction is $92.59 to $92.65.
F5: The range of prices for such transaction is $92.65 to $92.66.
F6: The Stock Options were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.