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AUTOLIV INC — Director's Dealing 2014
Feb 25, 2014
30630_dirs_2014-02-25_1ee040ea-6cde-4ba5-9f34-787cf0fd30be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2014-02-22
Reporting Person: Patrick Erin (Vice President Compliance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-22 | Common Stock | M | 179 | $0.00 | Acquired | 179 | Direct |
| 2014-02-24 | Common Stock | M | 565 | $67.00 | Acquired | 744 | Direct |
| 2014-02-24 | Common Stock | M | 712 | $69.18 | Acquired | 1456 | Direct |
| 2014-02-24 | Common Stock | S | 179 | $95.74 | Disposed | 1277 | Direct |
| 2014-02-24 | Common Stock | S | 1277 | $95.48 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-22 | Restricted Stock Unit | $ | M | 179 | Disposed | 2014-02-22 | Common Stock (179) | Direct |
| 2014-02-24 | Employee Stock Option (right to buy) | $67.00 | M | 565 | Disposed | 2022-02-22 | Common Stock (565) | Direct |
| 2014-02-24 | Employee Stock Option (right to buy) | $69.18 | M | 712 | Disposed | 2023-02-19 | Common Stock (712) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 7, 2013.
F2: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The broker aggregated all shares to be sold by all Autoliv employees on such date and sold them in multiple blocks. The price in the table reflects the weighted average sale price of such block trades on such date. The potential range of prices for such transactions for the reporting person is $95.70 to $95.82. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.
F4: The restricted stock units and the stock options were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.